Unclaimed Profile

Brian Jeffery Breen

BREEN WEALTH MANAGEMENT, LLC·PETALUMA, California

Series 7, Series 66Clean record22 years registeredBREEN WEALTH MANAGEMENT, LLC

200 KENTUCKY ST., PETALUMA, CA 94952CRD# 4731645Firm CRD# 286513

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Jeffery Breen · PETALUMA, CA

Registration

CRD #4731645 · BREEN WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

BREEN WEALTH MANAGEMENT, LLC

Feb 2017 – present

JACOBSON & BREEN WEALTH MANAGEMENT, LLC

Jan 2014 – Feb 2017

PETALUMA, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 2009 – Jan 2014

PETALUMA, CA

WELLS FARGO ADVISORS, LLC

Feb 2007 – Sep 2009

CORTE MADERA, CA

METLIFE SECURITIES INC.

Oct 2004 – Feb 2005

SANTA ROSA, CA

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Mar 2004 – Mar 2004

WALNUT CREEK, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · March 5, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BREEN WEALTH MANAGEMENT, LLC

CRD 286513 · SEC 801-112749

AUM

$234M

Regulatory assets under management

Employees

601 client accounts

Services offered by BREEN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BREEN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Jeffery Breen offer?

Brian Jeffery Breen specializes in Financial Planning, Investment Management. Contact their office in PETALUMA, California for a consultation.

What are Brian Jeffery Breen's credentials?

Brian Jeffery Breen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Jeffery Breen located?

Brian Jeffery Breen is based in PETALUMA, California, working with BREEN WEALTH MANAGEMENT, LLC. Their office serves clients in the PETALUMA metropolitan area and surrounding communities.

How does Brian Jeffery Breen charge for services?

Brian Jeffery Breen's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BREEN WEALTH MANAGEMENT, LLC?

BREEN WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $234M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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