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Roger Leland (jr) Gewecke

CLIFFORD SWAN INVESTMENT COUNSEL LLC·PASADENA, California
Clean record18 years registeredCLIFFORD SWAN INVESTMENT COUNSEL LLC
177 E. COLORADO BLVD, PASADENA, CA 91105-1965CRD# 1081009Firm CRD# 108033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roger Leland (jr) Gewecke · PASADENA, CA
Registration
CRD #1081009 · CLIFFORD SWAN INVESTMENT COUNSEL LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

Registration record
First registered · December 13, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CLIFFORD SWAN INVESTMENT COUNSEL LLC
CRD 108033 · SEC 801-56675
AUM
$3.8B
Regulatory assets under management
Employees
31
2,531 client accounts
Services offered by CLIFFORD SWAN INVESTMENT COUNSEL LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Roger Leland (jr) Gewecke offer?
Roger Leland (jr) Gewecke specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.
What are Roger Leland (jr) Gewecke's credentials?
Roger Leland (jr) Gewecke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roger Leland (jr) Gewecke located?
Roger Leland (jr) Gewecke is based in PASADENA, California, working with CLIFFORD SWAN INVESTMENT COUNSEL LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.
How does Roger Leland (jr) Gewecke charge for services?
Roger Leland (jr) Gewecke's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CLIFFORD SWAN INVESTMENT COUNSEL LLC?
CLIFFORD SWAN INVESTMENT COUNSEL LLC has approximately 31 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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