Unclaimed Profile

Kevin James Cavanaugh

CLIFFORD SWAN INVESTMENT COUNSEL LLC·PASADENA, California

Series 65Clean record12 years registeredCLIFFORD SWAN INVESTMENT COUNSEL LLC

177 E. COLORADO BLVD, PASADENA, CA 91105-1965CRD# 5924323Firm CRD# 108033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin James Cavanaugh · PASADENA, CA

Registration

CRD #5924323 · CLIFFORD SWAN INVESTMENT COUNSEL LLC · 12 years registered

Brand Profile

Not yet started

Career History

CLIFFORD SWAN INVESTMENT COUNSELORS

Aug 2014 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 14, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLIFFORD SWAN INVESTMENT COUNSEL LLC

CRD 108033 · SEC 801-56675

AUM

$3.8B

Regulatory assets under management

Employees

2,531 client accounts

Services offered by CLIFFORD SWAN INVESTMENT COUNSEL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLIFFORD SWAN INVESTMENT COUNSEL LLC →

Introduction

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Frequently Asked Questions

What services does Kevin James Cavanaugh offer?

Kevin James Cavanaugh specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Kevin James Cavanaugh's credentials?

Kevin James Cavanaugh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin James Cavanaugh located?

Kevin James Cavanaugh is based in PASADENA, California, working with CLIFFORD SWAN INVESTMENT COUNSEL LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Kevin James Cavanaugh charge for services?

Kevin James Cavanaugh's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLIFFORD SWAN INVESTMENT COUNSEL LLC?

CLIFFORD SWAN INVESTMENT COUNSEL LLC has approximately 31 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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