Unclaimed Profile

Carolyn Swabb Barber

CLIFFORD SWAN INVESTMENT COUNSEL LLC·PASADENA, California

Clean record24 years registeredCLIFFORD SWAN INVESTMENT COUNSEL LLC

177 E. COLORADO BLVD, PASADENA, CA 91105-1965CRD# 4565343Firm CRD# 108033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carolyn Swabb Barber · PASADENA, CA

Registration

CRD #4565343 · CLIFFORD SWAN INVESTMENT COUNSEL LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLIFFORD SWAN INVESTMENT COUNSEL LLC

CLIFFORD SWAN INVESTMENT COUNSELORS

Jul 2002 – Jun 2019

PASADENA, CA

Registrations & Exams

Registration record

First registered · July 17, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLIFFORD SWAN INVESTMENT COUNSEL LLC

CRD 108033 · SEC 801-56675

AUM

$3.8B

Regulatory assets under management

Employees

2,531 client accounts

Services offered by CLIFFORD SWAN INVESTMENT COUNSEL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLIFFORD SWAN INVESTMENT COUNSEL LLC →

Introduction

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Frequently Asked Questions

What services does Carolyn Swabb Barber offer?

Carolyn Swabb Barber specializes in Financial Planning, Investment Management, Wealth Management.

What are Carolyn Swabb Barber's credentials?

Carolyn Swabb Barber is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carolyn Swabb Barber located?

Carolyn Swabb Barber is based in PASADENA, California, last registered with CLIFFORD SWAN INVESTMENT COUNSEL LLC.

How does Carolyn Swabb Barber charge for services?

Carolyn Swabb Barber's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLIFFORD SWAN INVESTMENT COUNSEL LLC?

CLIFFORD SWAN INVESTMENT COUNSEL LLC has approximately 31 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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