Unclaimed Profile

Maxwell Ramsey Pray

CLIFFORD SWAN INVESTMENT COUNSEL LLC·PASADENA, California

Series 2Clean record22 years registeredCLIFFORD SWAN INVESTMENT COUNSEL LLC

177 E. COLORADO BLVD, PASADENA, CA 91105-1965CRD# 2733434Firm CRD# 108033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Maxwell Ramsey Pray · PASADENA, CA

Registration

CRD #2733434 · CLIFFORD SWAN INVESTMENT COUNSEL LLC · 22 years registered

Brand Profile

Not yet started

Career History

CLIFFORD SWAN INVESTMENT COUNSELORS

Dec 2007 – present

PHILIP V. SWAN ASSOCIATES, LLC

Mar 2004 – Nov 2007

PASADENA, CA

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · March 12, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLIFFORD SWAN INVESTMENT COUNSEL LLC

CRD 108033 · SEC 801-56675

AUM

$3.8B

Regulatory assets under management

Employees

2,531 client accounts

Services offered by CLIFFORD SWAN INVESTMENT COUNSEL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLIFFORD SWAN INVESTMENT COUNSEL LLC →

Introduction

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Frequently Asked Questions

What services does Maxwell Ramsey Pray offer?

Maxwell Ramsey Pray specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Maxwell Ramsey Pray's credentials?

Maxwell Ramsey Pray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Maxwell Ramsey Pray located?

Maxwell Ramsey Pray is based in PASADENA, California, working with CLIFFORD SWAN INVESTMENT COUNSEL LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Maxwell Ramsey Pray charge for services?

Maxwell Ramsey Pray's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLIFFORD SWAN INVESTMENT COUNSEL LLC?

CLIFFORD SWAN INVESTMENT COUNSEL LLC has approximately 31 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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