Unclaimed Profile

Richard Lee Jr Gilliland

WESTERN INTERNATIONAL SECURITIES, INC.·PASADENA, California

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record27 years registeredWESTERN INTERNATIONAL SECURITIES, INC.

70 S. LAKE AVE, SUITE 700, PASADENA, CA 91101-9540CRD# 1291796Firm CRD# 39262

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Lee Jr Gilliland · PASADENA, CA

Registration

CRD #1291796 · WESTERN INTERNATIONAL SECURITIES, INC. · 27 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jun 2025 – present

WESTERN INTERNATIONAL SECURITIES

Jul 2007 – Jun 2025

Newport Beach, CA

WESTERN INTERNATIONAL SECURITIES

Apr 1999 – May 2007

Newport Beach, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 12, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTERN INTERNATIONAL SECURITIES, INC.

CRD 39262 · SEC 801-68953

AUM

$3.7B

Regulatory assets under management

Employees

461

12,197 client accounts

Services offered by WESTERN INTERNATIONAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WESTERN INTERNATIONAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Lee Jr Gilliland offer?

Richard Lee Jr Gilliland specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Richard Lee Jr Gilliland's credentials?

Richard Lee Jr Gilliland holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Lee Jr Gilliland located?

Richard Lee Jr Gilliland is based in PASADENA, California, working with WESTERN INTERNATIONAL SECURITIES, INC.. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Richard Lee Jr Gilliland charge for services?

Richard Lee Jr Gilliland's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTERN INTERNATIONAL SECURITIES, INC.?

WESTERN INTERNATIONAL SECURITIES, INC. has approximately 461 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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