Unclaimed Profile

Richard Lee Jr Gilliland

WESTERN INTERNATIONAL SECURITIES, INC.·PASADENA, California

WESTERN INTERNATIONAL SECURITIES, INC.

70 S. LAKE AVE, SUITE 700, PASADENA, CA 91101-9540CRD# 1291796Firm CRD# 39262

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Lee Jr Gilliland · PASADENA, CA

Registration

CRD #1291796 · WESTERN INTERNATIONAL SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

Richard Lee Jr Gilliland is a registered financial advisor based in PASADENA, California, affiliated with WESTERN INTERNATIONAL SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES

AUM

$3.7B

Regulatory assets under management

Employees

461

Total firm employees

View all advisors at WESTERN INTERNATIONAL SECURITIES, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1291796

Firm CRD# 39262

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Lee Jr Gilliland offer?

Richard Lee Jr Gilliland specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Richard Lee Jr Gilliland's credentials?

Richard Lee Jr Gilliland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Lee Jr Gilliland located?

Richard Lee Jr Gilliland is based in PASADENA, California, working with WESTERN INTERNATIONAL SECURITIES, INC.. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Richard Lee Jr Gilliland charge for services?

Richard Lee Jr Gilliland's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTERN INTERNATIONAL SECURITIES, INC.?

WESTERN INTERNATIONAL SECURITIES, INC. has approximately 461 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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