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Richard Lee Jr Gilliland

WESTERN INTERNATIONAL SECURITIES, INC.·PASADENA, California
Unclaimed Profile
70 S. LAKE AVE, SUITE 700, PASADENA, CA 91101-9540CRD# 1291796Firm CRD# 39262
01

About

Richard Lee Jr Gilliland is a registered financial advisor based in PASADENA, California, affiliated with WESTERN INTERNATIONAL SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
WESTERN INTERNATIONAL SECURITIES, INC.
WESTERN INTERNATIONAL SECURITIES
AUM
$3.7B
Regulatory assets under management
Employees
461
Total firm employees
View all advisors at WESTERN INTERNATIONAL SECURITIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1291796
Firm CRD# 39262
11 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Lee Jr Gilliland offer?
Richard Lee Jr Gilliland specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.
What are Richard Lee Jr Gilliland's credentials?
Richard Lee Jr Gilliland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Lee Jr Gilliland located?
Richard Lee Jr Gilliland is based in PASADENA, California, working with WESTERN INTERNATIONAL SECURITIES, INC.. Their office serves clients in the PASADENA metropolitan area and surrounding communities.
How does Richard Lee Jr Gilliland charge for services?
Richard Lee Jr Gilliland's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTERN INTERNATIONAL SECURITIES, INC.?
WESTERN INTERNATIONAL SECURITIES, INC. has approximately 461 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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