Unclaimed Profile

Andrew C Kuo

WESTERN INTERNATIONAL SECURITIES, INC.·PASADENA, California

SIE, Series 7, Series 24, Series 63, Series 66, Series 99TOClean record18 years registeredWESTERN INTERNATIONAL SECURITIES, INC.

70 S. LAKE AVE, SUITE 700, PASADENA, CA 91101-9540CRD# 4415637Firm CRD# 39262

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew C Kuo · PASADENA, CA

Registration

CRD #4415637 · WESTERN INTERNATIONAL SECURITIES, INC. · 18 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jul 2025 – present

WESTERN INTERNATIONAL SECURITIES

Nov 2007 – Jul 2025

Pasadena, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · November 12, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTERN INTERNATIONAL SECURITIES, INC.

CRD 39262 · SEC 801-68953

AUM

$3.7B

Regulatory assets under management

Employees

461

12,197 client accounts

Services offered by WESTERN INTERNATIONAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WESTERN INTERNATIONAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Andrew C Kuo offer?

Andrew C Kuo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Andrew C Kuo's credentials?

Andrew C Kuo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew C Kuo located?

Andrew C Kuo is based in PASADENA, California, working with WESTERN INTERNATIONAL SECURITIES, INC.. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Andrew C Kuo charge for services?

Andrew C Kuo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTERN INTERNATIONAL SECURITIES, INC.?

WESTERN INTERNATIONAL SECURITIES, INC. has approximately 461 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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