Unclaimed Profile

Wendy Austin Rea

WESTERN INTERNATIONAL SECURITIES, INC.·PASADENA, California

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 99TOWESTERN INTERNATIONAL SECURITIES, INC.

70 S. LAKE AVE., PASADENA, CA 91101CRD# 724857Firm CRD# 39262

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wendy Austin Rea · PASADENA, CA

Registration

CRD #724857 · WESTERN INTERNATIONAL SECURITIES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 99TO

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

WESTERN INTERNATIONAL SECURITIES, INC.

CRD 39262 · SEC 801-68953

AUM

$3.7B

Regulatory assets under management

Employees

461

12,197 client accounts

Services offered by WESTERN INTERNATIONAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WESTERN INTERNATIONAL SECURITIES, INC. →

Introduction

Speak with Wendy Austin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Wendy Austin is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PASADENA?

Browse all registered financial advisors in PASADENA, California or claim this profile if it's yours.

Browse PASADENA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Wendy Austin Rea offer?

Wendy Austin Rea specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Wendy Austin Rea's credentials?

Wendy Austin Rea is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wendy Austin Rea located?

Wendy Austin Rea is based in PASADENA, California, working with WESTERN INTERNATIONAL SECURITIES, INC.. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Wendy Austin Rea charge for services?

Wendy Austin Rea's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTERN INTERNATIONAL SECURITIES, INC.?

WESTERN INTERNATIONAL SECURITIES, INC. has approximately 461 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →