Unclaimed Profile

Stephen Patrick Philpott

NELSON CAPITAL MANAGEMENT, LLC·MENLO PARK, California

Series 7Clean record23 years registeredNELSON CAPITAL MANAGEMENT, LLC

545 MIDDLEFIELD ROAD, MENLO PARK, CA 94025CRD# 3195871Firm CRD# 129776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Patrick Philpott · MENLO PARK, CA

Registration

CRD #3195871 · NELSON CAPITAL MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

NELSON CAPITAL MANAGEMENT, LLC

May 2015 – present

NELSON CAPITAL MANAGEMENT

Jan 2003 – Jun 2005

PALO ALTO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Registration record

First registered · January 8, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NELSON CAPITAL MANAGEMENT, LLC

CRD 129776 · SEC 801-62601

AUM

$638M

Regulatory assets under management

Employees

586 client accounts

Services offered by NELSON CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NELSON CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Patrick Philpott offer?

Stephen Patrick Philpott specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MENLO PARK, California for a consultation.

What are Stephen Patrick Philpott's credentials?

Stephen Patrick Philpott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Patrick Philpott located?

Stephen Patrick Philpott is based in MENLO PARK, California, working with NELSON CAPITAL MANAGEMENT, LLC. Their office serves clients in the MENLO PARK metropolitan area and surrounding communities.

How does Stephen Patrick Philpott charge for services?

Stephen Patrick Philpott's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NELSON CAPITAL MANAGEMENT, LLC?

NELSON CAPITAL MANAGEMENT, LLC has approximately 10 employees and manages $638M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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