Unclaimed Profile

Andrew Michael Baugh

LEGACY CAPITAL GROUP CALIFORNIA, INC.·LOS GATOS, California

SIE, Series 6, Series 7, Series 24, Series 63CFAClean record12 years registeredLEGACY CAPITAL GROUP CALIFORNIA, INC.

459 MONTEREY AVENUE, LOS GATOS, CA 95030CRD# 2621445Firm CRD# 111436

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Michael Baugh · LOS GATOS, CA

Registration

CRD #2621445 · LEGACY CAPITAL GROUP CALIFORNIA, INC. · 12 years registered

Brand Profile

Not yet started

Career History

INTEGRITY ALLIANCE, LLC.

Nov 2025 – present

LEGACY CAPITAL GROUP CALIFORNIA, INC.

May 2024 – present

REACT INVESTMENT SOLUTIONS, LLC

Feb 2014 – Dec 2023

LOS GATOS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · February 5, 2014

Years registered · 12

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY CAPITAL GROUP CALIFORNIA, INC.

CRD 111436 · SEC 801-69566

AUM

$444M

Regulatory assets under management

Employees

1,678 client accounts

Services offered by LEGACY CAPITAL GROUP CALIFORNIA, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LEGACY CAPITAL GROUP CALIFORNIA, INC. →

Introduction

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Frequently Asked Questions

What services does Andrew Michael Baugh offer?

Andrew Michael Baugh specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in LOS GATOS, California for a consultation.

What are Andrew Michael Baugh's credentials?

Andrew Michael Baugh holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Andrew Michael Baugh located?

Andrew Michael Baugh is based in LOS GATOS, California, working with LEGACY CAPITAL GROUP CALIFORNIA, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.

How does Andrew Michael Baugh charge for services?

Andrew Michael Baugh's firm is compensated through percentage of aum, subscription fees, commissions, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY CAPITAL GROUP CALIFORNIA, INC.?

LEGACY CAPITAL GROUP CALIFORNIA, INC. has approximately 18 employees and manages $444M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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