Unclaimed Profile

Richard Evan Baer

LEGACY CAPITAL GROUP CALIFORNIA, INC.·LOS GATOS, California

SIE, Series 1, Series 7, Series 63CFP29 years registeredLEGACY CAPITAL GROUP CALIFORNIA, INC.

459 MONTEREY AVENUE, LOS GATOS, CA 95030CRD# 848798Firm CRD# 111436

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Evan Baer · LOS GATOS, CA

Registration

CRD #848798 · LEGACY CAPITAL GROUP CALIFORNIA, INC. · 29 years registered

Brand Profile

Not yet started

Career History

LEGACY CAPITAL GROUP CALIFORNIA, INC.

Jul 1997 – present

REACT INVESTMENT SOLUTIONS, LLC

Jun 2015 – Dec 2023

LOS GATOS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 63

Registration record

First registered · July 1, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

2020Customer Dispute·Settled

2019Customer Dispute·Settled

2018Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LEGACY CAPITAL GROUP CALIFORNIA, INC.

CRD 111436 · SEC 801-69566

AUM

$444M

Regulatory assets under management

Employees

1,678 client accounts

Services offered by LEGACY CAPITAL GROUP CALIFORNIA, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LEGACY CAPITAL GROUP CALIFORNIA, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Evan Baer offer?

Richard Evan Baer specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in LOS GATOS, California for a consultation.

What are Richard Evan Baer's credentials?

Richard Evan Baer holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Evan Baer located?

Richard Evan Baer is based in LOS GATOS, California, working with LEGACY CAPITAL GROUP CALIFORNIA, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.

How does Richard Evan Baer charge for services?

Richard Evan Baer's firm is compensated through percentage of aum, subscription fees, commissions, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY CAPITAL GROUP CALIFORNIA, INC.?

LEGACY CAPITAL GROUP CALIFORNIA, INC. has approximately 18 employees and manages $444M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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