Unclaimed Profile

Richard Evan Baer

LEGACY CAPITAL GROUP CALIFORNIA, INC.·LOS GATOS, California

Clean recordLEGACY CAPITAL GROUP CALIFORNIA, INC.

459 MONTEREY AVENUE, LOS GATOS, CA 95030CRD# 848798Firm CRD# 111436

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Evan Baer · LOS GATOS, CA

Registration

CRD #848798 · LEGACY CAPITAL GROUP CALIFORNIA, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard Evan Baer is a registered financial advisor based in LOS GATOS, California, affiliated with LEGACY CAPITAL GROUP CALIFORNIA, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Client Types

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

LEGACY CAPITAL GROUP CALIFORNIA, INC.

AUM

$444M

Regulatory assets under management

Employees

Total firm employees

View all advisors at LEGACY CAPITAL GROUP CALIFORNIA, INC. →

Services

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Subscription fees

Commissions

Other: REFERRAL FEES

Regulatory

SEC/IARD CRD# 848798

Firm CRD# 111436

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Evan Baer offer?

Richard Evan Baer specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in LOS GATOS, California for a consultation.

What are Richard Evan Baer's credentials?

Richard Evan Baer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Evan Baer located?

Richard Evan Baer is based in LOS GATOS, California, working with LEGACY CAPITAL GROUP CALIFORNIA, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.

How does Richard Evan Baer charge for services?

Richard Evan Baer's firm is compensated through percentage of aum, subscription fees, commissions, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY CAPITAL GROUP CALIFORNIA, INC.?

LEGACY CAPITAL GROUP CALIFORNIA, INC. has approximately 18 employees and manages $444M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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