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LEGACY CAPITAL GROUP CALIFORNIA, INC.
LEGACY CAPITAL GROUP CALIFORNIA, INC.
LOS GATOS, California
·
4 registered advisors
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CRD# 111436
SEC# 801-69566
1
408-399-6330
01
Firm Overview
AUM
$444M
Regulatory assets under management
Employees
18
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Subscription fees
Commissions
Other: REFERRAL FEES
03
Specialties
Financial Planning
Investment Management
Retirement Planning
04
Advisors at LEGACY CAPITAL GROUP CALIFORNIA, INC.
4 registered advisors
Andrew Michael Baugh
LOS GATOS, California
CRD# 2621445
Brent Charles Bunger
LOS GATOS, California
CRD# 1488149
Kim Ann Lawson
LOS GATOS, California
CRD# 2190770
Richard Evan Baer
LOS GATOS, California
CRD# 848798
05
Office Locations
LOS GATOS, California
4 advisors
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Data sourced from SEC Form ADV filings. LEGACY CAPITAL GROUP CALIFORNIA, INC. (CRD# 111436) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.