AdvisorOS Directory
Claim Profile
SR

Stephen Manfred Rice

RICE FINANCIAL CONSULTING, INC.·LOS GATOS, California
Unclaimed Profile
300 E. MAIN STREET, LOS GATOS, CA 95030CRD# 1064788Firm CRD# 170346
01

About

Stephen Manfred Rice is a registered financial advisor based in LOS GATOS, California, affiliated with RICE FINANCIAL CONSULTING, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Fee-Only Advisory
Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
RICE FINANCIAL CONSULTING, INC.
RICE FINANCIAL CONSULTING, INC.
AUM
$206M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at RICE FINANCIAL CONSULTING, INC. →
Services
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1064788
Firm CRD# 170346
2 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in LOS GATOS?

Browse all registered financial advisors in LOS GATOS, California or claim this profile if it's yours.

Browse LOS GATOS AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Stephen Manfred Rice offer?
Stephen Manfred Rice specializes in Fee-Only Advisory. Contact their office in LOS GATOS, California for a consultation.
What are Stephen Manfred Rice's credentials?
Stephen Manfred Rice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Manfred Rice located?
Stephen Manfred Rice is based in LOS GATOS, California, working with RICE FINANCIAL CONSULTING, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.
How does Stephen Manfred Rice charge for services?
Stephen Manfred Rice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RICE FINANCIAL CONSULTING, INC.?
RICE FINANCIAL CONSULTING, INC. has approximately 3 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in LOS GATOS
Richard Evan Baer — LEGACY CAPITAL GROUP CALIFORNIA, INC.Brent Charles Bunger — LEGACY CAPITAL GROUP CALIFORNIA, INC.Andrew Michael Baugh — LEGACY CAPITAL GROUP CALIFORNIA, INC.Kim Ann Lawson — LEGACY CAPITAL GROUP CALIFORNIA, INC.Gregory Reed Hardester — COMPREHENSIVE FINANCIAL MANAGEMENT LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile