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Stephen Manfred Rice

RICE FINANCIAL CONSULTING, INC.·LOS GATOS, California
RICE FINANCIAL CONSULTING, INC.
300 E. MAIN STREET, LOS GATOS, CA 95030CRD# 1064788Firm CRD# 170346

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Manfred Rice · LOS GATOS, CA
Registration
CRD #1064788 · RICE FINANCIAL CONSULTING, INC.
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

Stephen Manfred Rice is a registered financial advisor based in LOS GATOS, California, affiliated with RICE FINANCIAL CONSULTING, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Fee-Only Advisory
Client Types

Client type data will be added during profile enrichment.

Introduction

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03

Firm Overview

Firm
RICE FINANCIAL CONSULTING, INC.
RICE FINANCIAL CONSULTING, INC.
AUM
$206M
Regulatory assets under management
Employees
3
Total firm employees
Services
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1064788
Firm CRD# 170346
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Manfred Rice offer?
Stephen Manfred Rice specializes in Fee-Only Advisory. Contact their office in LOS GATOS, California for a consultation.
What are Stephen Manfred Rice's credentials?
Stephen Manfred Rice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Manfred Rice located?
Stephen Manfred Rice is based in LOS GATOS, California, working with RICE FINANCIAL CONSULTING, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.
How does Stephen Manfred Rice charge for services?
Stephen Manfred Rice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RICE FINANCIAL CONSULTING, INC.?
RICE FINANCIAL CONSULTING, INC. has approximately 3 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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