Unclaimed Profile

Stephen Manfred Rice

RICE FINANCIAL CONSULTING, INC.·LOS GATOS, California

RICE FINANCIAL CONSULTING, INC.

300 E. MAIN STREET, LOS GATOS, CA 95030CRD# 1064788Firm CRD# 170346

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Manfred Rice · LOS GATOS, CA

Registration

CRD #1064788 · RICE FINANCIAL CONSULTING, INC.

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Stephen Manfred Rice is a registered financial advisor based in LOS GATOS, California, affiliated with RICE FINANCIAL CONSULTING, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Fee-Only Advisory

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

RICE FINANCIAL CONSULTING, INC.

AUM

$206M

Regulatory assets under management

Employees

Total firm employees

View all advisors at RICE FINANCIAL CONSULTING, INC. →

Services

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1064788

Firm CRD# 170346

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Manfred Rice offer?

Stephen Manfred Rice specializes in Fee-Only Advisory. Contact their office in LOS GATOS, California for a consultation.

What are Stephen Manfred Rice's credentials?

Stephen Manfred Rice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Manfred Rice located?

Stephen Manfred Rice is based in LOS GATOS, California, working with RICE FINANCIAL CONSULTING, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.

How does Stephen Manfred Rice charge for services?

Stephen Manfred Rice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RICE FINANCIAL CONSULTING, INC.?

RICE FINANCIAL CONSULTING, INC. has approximately 3 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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