Unclaimed Profile

Dennis Kane

KANE INVESTMENT MANAGEMENT, INC.·LOS GATOS, California

Series 24, Series 63Clean record8 years registeredKANE INVESTMENT MANAGEMENT, INC.

15466 LOS GATOS BLVD., LOS GATOS, CA 95032CRD# 2087948Firm CRD# 127337

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Kane · LOS GATOS, CA

Registration

CRD #2087948 · KANE INVESTMENT MANAGEMENT, INC. · 8 years registered

Brand Profile

Not yet started

Career History

KANE INVESTMENT MANAGEMENT, INC.

Apr 2018 – present

Registrations & Exams

FINRA examinations passed

Series 24

Series 63

Registration record

First registered · April 13, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KANE INVESTMENT MANAGEMENT, INC.

CRD 127337 · SEC 801-121604

AUM

$130M

Regulatory assets under management

Employees

370 client accounts

Services offered by KANE INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KANE INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Dennis Kane offer?

Dennis Kane specializes in Financial Planning, Investment Management. Contact their office in LOS GATOS, California for a consultation.

What are Dennis Kane's credentials?

Dennis Kane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Kane located?

Dennis Kane is based in LOS GATOS, California, working with KANE INVESTMENT MANAGEMENT, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.

How does Dennis Kane charge for services?

Dennis Kane's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KANE INVESTMENT MANAGEMENT, INC.?

KANE INVESTMENT MANAGEMENT, INC. has approximately 9 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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