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Dennis Kane

KANE INVESTMENT MANAGEMENT, INC.·LOS GATOS, California
Clean recordKANE INVESTMENT MANAGEMENT, INC.
15466 LOS GATOS BLVD., LOS GATOS, CA 95032CRD# 2087948Firm CRD# 127337

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dennis Kane · LOS GATOS, CA
Registration
CRD #2087948 · KANE INVESTMENT MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Dennis Kane is a registered financial advisor based in LOS GATOS, California, affiliated with KANE INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
KANE INVESTMENT MANAGEMENT, INC.
KANE INVESTMENT MANAGEMENT, INC.
AUM
$130M
Regulatory assets under management
Employees
9
Total firm employees
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2087948
Firm CRD# 127337
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Dennis Kane offer?
Dennis Kane specializes in Financial Planning, Investment Management. Contact their office in LOS GATOS, California for a consultation.
What are Dennis Kane's credentials?
Dennis Kane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dennis Kane located?
Dennis Kane is based in LOS GATOS, California, working with KANE INVESTMENT MANAGEMENT, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.
How does Dennis Kane charge for services?
Dennis Kane's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KANE INVESTMENT MANAGEMENT, INC.?
KANE INVESTMENT MANAGEMENT, INC. has approximately 9 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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