Unclaimed Profile

Zara Guivi

PERENNIAL INVESTMENT ADVISORS, LLC·LOS ANGELES, California

SIE, Series 7, Series 6615 years registeredPERENNIAL INVESTMENT ADVISORS, LLC

11620 WILSHIRE BOULEVARD, LOS ANGELES, CA 90025CRD# 5778643Firm CRD# 286477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Zara Guivi · LOS ANGELES, CA

Registration

CRD #5778643 · PERENNIAL INVESTMENT ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

D.A. DAVIDSON & CO.

Jun 2024 – present

CITY NATIONAL SECURITIES, INC.

Jan 2021 – Jul 2024

Westlake Village, CA

UNIONBANC INVESTMENT SERVICES, LLC

Jul 2018 – Jan 2021

LOS ANGELES, CA

PERENNIAL FINANCIAL SERVICES

Jun 2017 – Jul 2018

Los Angeles, CA

LPL FINANCIAL LLC

Nov 2014 – Sep 2017

LOS ANGELES, CA

OPPENHEIMER & CO. INC.

Nov 2010 – Dec 2014

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · November 11, 2010

Years registered · 15

Disclosure History

1989Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PERENNIAL INVESTMENT ADVISORS, LLC

CRD 286477 · SEC 801-110619

AUM

$1.5B

Regulatory assets under management

Employees

2,590 client accounts

Services offered by PERENNIAL INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PERENNIAL INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Zara Guivi offer?

Zara Guivi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Zara Guivi's credentials?

Zara Guivi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Zara Guivi located?

Zara Guivi is based in LOS ANGELES, California, working with PERENNIAL INVESTMENT ADVISORS, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Zara Guivi charge for services?

Zara Guivi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PERENNIAL INVESTMENT ADVISORS, LLC?

PERENNIAL INVESTMENT ADVISORS, LLC has approximately 34 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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