Unclaimed Profile

Brian Hancock Waters

EVOKE WEALTH, LLC·LOS ANGELES, California

SIE, Series 7, Series 14, Series 24, Series 63, Series 65Clean record20 years registeredEVOKE WEALTH, LLC

10635 SANTA MONICA BLVD., LOS ANGELES, CA 90025CRD# 5048669Firm CRD# 300856

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Hancock Waters · LOS ANGELES, CA

Registration

CRD #5048669 · EVOKE WEALTH, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EVOKE WEALTH, LLC

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 2006 – Aug 2006

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 63

Series 65

Registration record

First registered · March 15, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EVOKE WEALTH, LLC

CRD 300856 · SEC 801-115290

AUM

$27.5B

Regulatory assets under management

Employees

12,195 client accounts

Services offered by EVOKE WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EVOKE WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Hancock Waters offer?

Brian Hancock Waters specializes in Financial Planning, Investment Management, Retirement Planning.

What are Brian Hancock Waters's credentials?

Brian Hancock Waters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Hancock Waters located?

Brian Hancock Waters is based in LOS ANGELES, California, last registered with EVOKE WEALTH, LLC.

How does Brian Hancock Waters charge for services?

Brian Hancock Waters's firm is compensated through percentage of aum, subscription fees, other: administrtive service, financial planning, and sub-advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EVOKE WEALTH, LLC?

EVOKE WEALTH, LLC has approximately 92 employees and manages $27.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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