CITY NATIONAL SECURITIES, INC.

LOS ANGELES, California·8 registered advisors·CRD# 103705
SEC# 801-7118118310-888-6400
01

Firm Overview

AUM
$1.5B
Regulatory assets under management
Employees
47
Total firm employees
Advisors
8
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Other: MUTUAL FUND FEES, BROKER FEES & TRANSACTION FEES
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at CITY NATIONAL SECURITIES, INC.

8 registered advisors
David Matthew Terrell
LOS ANGELES, California
Hua Son
LOS ANGELES, California
Ivor Patrick O'keeffe
LOS ANGELES, California
John Iii Balasz
BEVERLY HILLS, California
Michael Joseph Nunnelee
LOS ANGELES, California
CFP
Richard Joseph Barton
LOS ANGELES, California
Rochelle Beth Levy
LOS ANGELES, California
Santiago Avila Bretado
LOS ANGELES, California
05

Office Locations

LOS ANGELES, California
7 advisors
BEVERLY HILLS, California
1 advisor

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Data sourced from SEC Form ADV filings. CITY NATIONAL SECURITIES, INC. (CRD# 103705) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.