Unclaimed Profile

Anthony Seo Lee

PERENNIAL INVESTMENT ADVISORS, LLC·LOS ANGELES, California

SIE, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 65, Series 66Clean record18 years registeredPERENNIAL INVESTMENT ADVISORS, LLC

11620 WILSHIRE BOULEVARD, LOS ANGELES, CA 90025CRD# 4097208Firm CRD# 286477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Seo Lee · LOS ANGELES, CA

Registration

CRD #4097208 · PERENNIAL INVESTMENT ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

PERENNIAL FINANCIAL SERVICES

May 2021 – present

LPL FINANCIAL LLC

May 2021 – present

UNIONBANC INVESTMENT SERVICES, LLC

May 2008 – May 2021

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 65

Series 66

Registration record

First registered · May 12, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PERENNIAL INVESTMENT ADVISORS, LLC

CRD 286477 · SEC 801-110619

AUM

$1.5B

Regulatory assets under management

Employees

2,590 client accounts

Services offered by PERENNIAL INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PERENNIAL INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony Seo Lee offer?

Anthony Seo Lee specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Anthony Seo Lee's credentials?

Anthony Seo Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony Seo Lee located?

Anthony Seo Lee is based in LOS ANGELES, California, working with PERENNIAL INVESTMENT ADVISORS, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Anthony Seo Lee charge for services?

Anthony Seo Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PERENNIAL INVESTMENT ADVISORS, LLC?

PERENNIAL INVESTMENT ADVISORS, LLC has approximately 34 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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