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Howard Marshall Bernstein

KAUFMAN + BERNSTEIN, INC.·LOS ANGELES, California
KAUFMAN + BERNSTEIN, INC.
1925 CENTURY PARK EAST,, LOS ANGELES, CA 90067CRD# 4434317Firm CRD# 139370

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Marshall Bernstein · LOS ANGELES, CA
Registration
CRD #4434317 · KAUFMAN + BERNSTEIN, INC.
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Howard Marshall Bernstein is a registered financial advisor based in LOS ANGELES, California, affiliated with KAUFMAN + BERNSTEIN, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Client Types
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
KAUFMAN + BERNSTEIN, INC.
KAUFMAN + BERNSTEIN, INC.
AUM
$655M
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at KAUFMAN + BERNSTEIN, INC. →
Services
Financial planning
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Hourly charges
Subscription fees
Other: 5% OF PROFESSIONAL OR GROSS INCOME
Regulatory
SEC/IARD CRD# 4434317
Firm CRD# 139370
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Howard Marshall Bernstein offer?
Howard Marshall Bernstein specializes in Financial Planning. Contact their office in LOS ANGELES, California for a consultation.
What are Howard Marshall Bernstein's credentials?
Howard Marshall Bernstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Howard Marshall Bernstein located?
Howard Marshall Bernstein is based in LOS ANGELES, California, working with KAUFMAN + BERNSTEIN, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Howard Marshall Bernstein charge for services?
Howard Marshall Bernstein's firm is compensated through hourly charges, subscription fees, other: 5% of professional or gross income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KAUFMAN + BERNSTEIN, INC.?
KAUFMAN + BERNSTEIN, INC. has approximately 19 employees and manages $655M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KAUFMAN + BERNSTEIN, INC.

Roy Darryl Kaufman
LOS ANGELES, CA

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Research
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