Unclaimed Profile

Howard Marshall Bernstein

KAUFMAN + BERNSTEIN, INC.·LOS ANGELES, California

27 years registeredKAUFMAN + BERNSTEIN, INC.

1925 CENTURY PARK EAST,, LOS ANGELES, CA 90067CRD# 4434317Firm CRD# 139370

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Marshall Bernstein · LOS ANGELES, CA

Registration

CRD #4434317 · KAUFMAN + BERNSTEIN, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KAUFMAN + BERNSTEIN, INC.

KAUFMAN, BERNSTEIN, OBERMAN, TIVOLI & MILLER, LLC

Jun 1999 – Jan 2006

LOS ANGELES, CA

Registrations & Exams

Registration record

First registered · June 8, 1999

Years registered · 27

Disclosure History

2002Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KAUFMAN + BERNSTEIN, INC.

CRD 139370 · SEC 801-66377

AUM

$655M

Regulatory assets under management

Employees

319 client accounts

Services offered by KAUFMAN + BERNSTEIN, INC.

Per Form ADV

Financial planning

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

High Net Worth Individuals

View all advisors at KAUFMAN + BERNSTEIN, INC. →

Introduction

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Frequently Asked Questions

What services does Howard Marshall Bernstein offer?

Howard Marshall Bernstein specializes in Financial Planning.

What are Howard Marshall Bernstein's credentials?

Howard Marshall Bernstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Marshall Bernstein located?

Howard Marshall Bernstein is based in LOS ANGELES, California, last registered with KAUFMAN + BERNSTEIN, INC..

How does Howard Marshall Bernstein charge for services?

Howard Marshall Bernstein's firm is compensated through hourly charges, subscription fees, other: 5% of professional or gross income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KAUFMAN + BERNSTEIN, INC.?

KAUFMAN + BERNSTEIN, INC. has approximately 19 employees and manages $655M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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