Unclaimed Profile

Vincent John Moy

WEDBUSH SECURITIES INC.·LOS ANGELES, California

SIE, Series 3, Series 4, Series 6, Series 7, Series 14, Series 16, Series 24, Series 31, Series 52TO, Series 53, Series 57TO, Series 63, Series 65, Series 79TO, Series 99TOClean record4 years registeredWEDBUSH SECURITIES INC.

ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017CRD# 2469335Firm CRD# 877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vincent John Moy · LOS ANGELES, CA

Registration

CRD #2469335 · WEDBUSH SECURITIES INC. · 4 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Aug 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 6

Series 7

Series 14

Series 16

Series 24

Series 31

Series 52TO

Series 53

Series 57TO

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · August 27, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEDBUSH SECURITIES INC.

CRD 877 · SEC 801-6358

AUM

$5.7B

Regulatory assets under management

Employees

950

10,099 client accounts

Services offered by WEDBUSH SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEDBUSH SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does Vincent John Moy offer?

Vincent John Moy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Vincent John Moy's credentials?

Vincent John Moy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vincent John Moy located?

Vincent John Moy is based in LOS ANGELES, California, working with WEDBUSH SECURITIES INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Vincent John Moy charge for services?

Vincent John Moy's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDBUSH SECURITIES INC.?

WEDBUSH SECURITIES INC. has approximately 950 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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