Unclaimed Profile

Erin Kathleen Preston

WEDBUSH SECURITIES INC.·LOS ANGELES, California

SIE, Series 7, Series 14, Series 24, Series 57TO, Series 63, Series 99TOClean recordWEDBUSH SECURITIES INC.

ATTN: COMPLIANCE DEPT., LOS ANGELES, CA 90017CRD# 5314250Firm CRD# 877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erin Kathleen Preston · LOS ANGELES, CA

Registration

CRD #5314250 · WEDBUSH SECURITIES INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 57TO

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEDBUSH SECURITIES INC.

CRD 877 · SEC 801-6358

AUM

$5.7B

Regulatory assets under management

Employees

950

10,099 client accounts

Services offered by WEDBUSH SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEDBUSH SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does Erin Kathleen Preston offer?

Erin Kathleen Preston specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Erin Kathleen Preston's credentials?

Erin Kathleen Preston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erin Kathleen Preston located?

Erin Kathleen Preston is based in LOS ANGELES, California, working with WEDBUSH SECURITIES INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Erin Kathleen Preston charge for services?

Erin Kathleen Preston's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDBUSH SECURITIES INC.?

WEDBUSH SECURITIES INC. has approximately 950 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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