Unclaimed Profile

Christopher Michael Mone

WEDBUSH SECURITIES INC.·LOS ANGELES, California

SIE, Series 3, Series 7, Series 8, Series 63, Series 65, Series 99TOClean record15 years registeredWEDBUSH SECURITIES INC.

ATTN: COMPLIANCE DEPT., LOS ANGELES, CA 90017CRD# 2401952Firm CRD# 877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Michael Mone · LOS ANGELES, CA

Registration

CRD #2401952 · WEDBUSH SECURITIES INC. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEDBUSH SECURITIES INC.

EDWARD JONES

Apr 2013 – Sep 2015

EVANSTON, IL

UBS FINANCIAL SERVICES INC.

Apr 2011 – May 2013

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 63

Series 65

Series 99TO

Registration record

First registered · April 11, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEDBUSH SECURITIES INC.

CRD 877 · SEC 801-6358

AUM

$5.7B

Regulatory assets under management

Employees

950

10,099 client accounts

Services offered by WEDBUSH SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEDBUSH SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does Christopher Michael Mone offer?

Christopher Michael Mone specializes in Financial Planning, Investment Management, Wealth Management.

What are Christopher Michael Mone's credentials?

Christopher Michael Mone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Michael Mone located?

Christopher Michael Mone is based in LOS ANGELES, California, last registered with WEDBUSH SECURITIES INC..

How does Christopher Michael Mone charge for services?

Christopher Michael Mone's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDBUSH SECURITIES INC.?

WEDBUSH SECURITIES INC. has approximately 950 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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