Unclaimed Profile

Vina Aileen Feria Farrales

WINDWARD CAPITAL MANAGEMENT CO·LOS ANGELES, California

SIE, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredWINDWARD CAPITAL MANAGEMENT CO

11111 SANTA MONICA BOULEVARD, LOS ANGELES, CA 90025CRD# 2551459Firm CRD# 106908

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vina Aileen Feria Farrales · LOS ANGELES, CA

Registration

CRD #2551459 · WINDWARD CAPITAL MANAGEMENT CO · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WINDWARD CAPITAL MANAGEMENT CO

LPL FINANCIAL LLC

Feb 2005 – Jul 2020

SAN DIEGO, CA

TRANSAMERICA FINANCIAL ADVISORS, INC.

Apr 2004 – Jan 2005

LOS ANGELES, CA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jun 2003 – Aug 2003

SANTA MONICA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 18, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WINDWARD CAPITAL MANAGEMENT CO

CRD 106908 · SEC 801-50819

AUM

$1.2B

Regulatory assets under management

Employees

216 client accounts

Services offered by WINDWARD CAPITAL MANAGEMENT CO

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WINDWARD CAPITAL MANAGEMENT CO →

Introduction

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Frequently Asked Questions

What services does Vina Aileen Feria Farrales offer?

Vina Aileen Feria Farrales specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Vina Aileen Feria Farrales's credentials?

Vina Aileen Feria Farrales is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vina Aileen Feria Farrales located?

Vina Aileen Feria Farrales is based in LOS ANGELES, California, last registered with WINDWARD CAPITAL MANAGEMENT CO.

How does Vina Aileen Feria Farrales charge for services?

Vina Aileen Feria Farrales's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WINDWARD CAPITAL MANAGEMENT CO?

WINDWARD CAPITAL MANAGEMENT CO has approximately 9 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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