Unclaimed Profile

Joseph Colin Robillard

WINDWARD CAPITAL MANAGEMENT CO·LOS ANGELES, California

SIE, Series 7, Series 24, Series 65, Series 66, Series 99TOClean record15 years registeredWINDWARD CAPITAL MANAGEMENT CO

11111 SANTA MONICA BOULEVARD, LOS ANGELES, CA 90025CRD# 5865733Firm CRD# 106908

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Colin Robillard · LOS ANGELES, CA

Registration

CRD #5865733 · WINDWARD CAPITAL MANAGEMENT CO · 15 years registered

Brand Profile

Not yet started

Career History

WINDWARD CAPITAL MANAGEMENT CO

Aug 2023 – present

S.L. REED & COMPANY

Jan 2011 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 65

Series 66

Series 99TO

Registration record

First registered · January 27, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WINDWARD CAPITAL MANAGEMENT CO

CRD 106908 · SEC 801-50819

AUM

$1.2B

Regulatory assets under management

Employees

216 client accounts

Services offered by WINDWARD CAPITAL MANAGEMENT CO

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WINDWARD CAPITAL MANAGEMENT CO →

Introduction

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Frequently Asked Questions

What services does Joseph Colin Robillard offer?

Joseph Colin Robillard specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOS ANGELES, California for a consultation.

What are Joseph Colin Robillard's credentials?

Joseph Colin Robillard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Colin Robillard located?

Joseph Colin Robillard is based in LOS ANGELES, California, working with WINDWARD CAPITAL MANAGEMENT CO. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Joseph Colin Robillard charge for services?

Joseph Colin Robillard's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WINDWARD CAPITAL MANAGEMENT CO?

WINDWARD CAPITAL MANAGEMENT CO has approximately 9 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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