Unclaimed Profile

Donald Robert Bessler

WINDWARD CAPITAL MANAGEMENT CO·LOS ANGELES, California

SIE, Series 7, Series 63, Series 65, Series 66, Series 99TOClean record24 years registeredWINDWARD CAPITAL MANAGEMENT CO

11111 SANTA MONICA BOULEVARD, LOS ANGELES, CA 90025CRD# 2339382Firm CRD# 106908

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Robert Bessler · LOS ANGELES, CA

Registration

CRD #2339382 · WINDWARD CAPITAL MANAGEMENT CO · 24 years registered

Brand Profile

Not yet started

Career History

S.L. REED & COMPANY

Jan 2006 – present

WINDWARD CAPITAL MANAGEMENT CO

Aug 2004 – present

FIRST AMERICAN TRUST

Jan 2004 – Apr 2004

SANTA ANA, CA

FIRST AMERICAN CAPITAL MANAGEMENT, INC.

Aug 2002 – Jan 2004

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · August 15, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WINDWARD CAPITAL MANAGEMENT CO

CRD 106908 · SEC 801-50819

AUM

$1.2B

Regulatory assets under management

Employees

216 client accounts

Services offered by WINDWARD CAPITAL MANAGEMENT CO

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WINDWARD CAPITAL MANAGEMENT CO →

Introduction

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Frequently Asked Questions

What services does Donald Robert Bessler offer?

Donald Robert Bessler specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOS ANGELES, California for a consultation.

What are Donald Robert Bessler's credentials?

Donald Robert Bessler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Robert Bessler located?

Donald Robert Bessler is based in LOS ANGELES, California, working with WINDWARD CAPITAL MANAGEMENT CO. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Donald Robert Bessler charge for services?

Donald Robert Bessler's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WINDWARD CAPITAL MANAGEMENT CO?

WINDWARD CAPITAL MANAGEMENT CO has approximately 9 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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