Unclaimed Profile

Harlan Holt Thompson

WEDBUSH SECURITIES INC.·LOS ANGELES, California

Series 7, Series 8, Series 16, Series 24, Series 63, Series 65CFAClean record31 years registeredWEDBUSH SECURITIES INC.

ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017CRD# 1453169Firm CRD# 877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harlan Holt Thompson · LOS ANGELES, CA

Registration

CRD #1453169 · WEDBUSH SECURITIES INC. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEDBUSH SECURITIES INC.

HOLLY STREET WEALTH ADVISORS

Jan 2015 – Apr 2017

PASADENA, CA

CAPITAL GUARDIAN TRUST COMPANY

Jun 2009 – Dec 2010

LOS ANGELES, CA

PROVIDENT INVESTMENT COUNSEL, INC.

Feb 1995 – May 2005

PASADENA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 16

Series 24

Series 63

Series 65

Registration record

First registered · February 15, 1995

Years registered · 31

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEDBUSH SECURITIES INC.

CRD 877 · SEC 801-6358

AUM

$5.7B

Regulatory assets under management

Employees

950

10,099 client accounts

Services offered by WEDBUSH SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEDBUSH SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does Harlan Holt Thompson offer?

Harlan Holt Thompson specializes in Financial Planning, Investment Management, Wealth Management.

What are Harlan Holt Thompson's credentials?

Harlan Holt Thompson holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Harlan Holt Thompson located?

Harlan Holt Thompson is based in LOS ANGELES, California, last registered with WEDBUSH SECURITIES INC..

How does Harlan Holt Thompson charge for services?

Harlan Holt Thompson's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDBUSH SECURITIES INC.?

WEDBUSH SECURITIES INC. has approximately 950 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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