Unclaimed Profile

Nicholas Nmn Yrizarry

NY&A, LLC·LAGUNA BEACH, California

SIE, Series 7, Series 63, Series 65Clean record26 years registeredNY&A, LLC

361 FOREST AVENUE, LAGUNA BEACH, CA 92651CRD# 2075325Firm CRD# 158631

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Nmn Yrizarry · LAGUNA BEACH, CA

Registration

CRD #2075325 · NY&A, LLC · 26 years registered

Brand Profile

Not yet started

Career History

ALIGN WEALTH ADVISORS

Aug 2011 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 2023 – May 2025

Laguna Hills, CA

UBS FINANCIAL SERVICES INC.

Apr 2010 – Aug 2011

NEWPORT BEACH, CA

NICHOLAS YRIZARRY & ASSOCIATES, LLC

Mar 2000 – Jun 2010

HERNDON, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · March 7, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NY&A, LLC

CRD 158631 · SEC 801-72630

AUM

$12M

Regulatory assets under management

Employees

141 client accounts

Services offered by NY&A, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NY&A, LLC →

Introduction

Speak with Nicholas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nicholas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LAGUNA BEACH?

Browse all registered financial advisors in LAGUNA BEACH, California or claim this profile if it's yours.

Browse LAGUNA BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Nicholas Nmn Yrizarry offer?

Nicholas Nmn Yrizarry specializes in Financial Planning, Investment Management. Contact their office in LAGUNA BEACH, California for a consultation.

What are Nicholas Nmn Yrizarry's credentials?

Nicholas Nmn Yrizarry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Nmn Yrizarry located?

Nicholas Nmn Yrizarry is based in LAGUNA BEACH, California, working with NY&A, LLC. Their office serves clients in the LAGUNA BEACH metropolitan area and surrounding communities.

How does Nicholas Nmn Yrizarry charge for services?

Nicholas Nmn Yrizarry's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NY&A, LLC?

NY&A, LLC has approximately 1 employees and manages $12M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →