Unclaimed Profile

Mark Louis Prendergast

REGENCY INVESTMENT ADVISORS INC·FRESNO, California

Clean record20 years registeredREGENCY INVESTMENT ADVISORS INC

1312 W HERNDON, SUITE 101, FRESNO, CA 93711CRD# 4422865Firm CRD# 106990

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Louis Prendergast · FRESNO, CA

Registration

CRD #4422865 · REGENCY INVESTMENT ADVISORS INC · 20 years registered

Brand Profile

Not yet started

Career History

APELLA WEALTH

Jul 2023 – present

INSPIRED FINANCIAL

Aug 2007 – Nov 2023

HUNTINGTON BEACH, CA

BEECHWOOD ADVISORY GROUP, LLC

Jun 2006 – Dec 2007

FRESNO, CA

Registrations & Exams

Registration record

First registered · June 28, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGENCY INVESTMENT ADVISORS INC

CRD 106990 · SEC 801-44406

AUM

$877M

Regulatory assets under management

Employees

1,752 client accounts

Services offered by REGENCY INVESTMENT ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at REGENCY INVESTMENT ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Mark Louis Prendergast offer?

Mark Louis Prendergast specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FRESNO, California for a consultation.

What are Mark Louis Prendergast's credentials?

Mark Louis Prendergast is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Louis Prendergast located?

Mark Louis Prendergast is based in FRESNO, California, working with REGENCY INVESTMENT ADVISORS INC. Their office serves clients in the FRESNO metropolitan area and surrounding communities.

How does Mark Louis Prendergast charge for services?

Mark Louis Prendergast's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGENCY INVESTMENT ADVISORS INC?

REGENCY INVESTMENT ADVISORS INC has approximately 14 employees and manages $877M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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