Unclaimed Profile

James Hilton Sherwood

TMFS - FRESNO, LLC·FRESNO, California

Series 7, Series 6620 years registeredTMFS - FRESNO, LLC

9423 N. FORT WASHINGTON RD, FRESNO, CA 93730CRD# 5018440Firm CRD# 147575

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Hilton Sherwood · FRESNO, CA

Registration

CRD #5018440 · TMFS - FRESNO, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TMFS - FRESNO, LLC

SCF INVESTMENT ADVISORS, INC.

Dec 2013 – Sep 2016

FRESNO, CA

TRUECOURSE INVESTMENT MANAGEMENT LLC

Nov 2013 – Dec 2013

FRESNO, CA

CONCERT WEALTH MANAGEMENT

Jul 2013 – Dec 2013

FRESNO, CA

THE MUTUAL FUND STORE

Jul 2008 – Jul 2013

FRESNO, CA

A. G. EDWARDS & SONS, INC.

Oct 2005 – Sep 2007

BARRINGTON, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · October 24, 2005

Years registered · 20

Disclosure History

2011Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TMFS - FRESNO, LLC

CRD 147575 · SEC 801-69328

AUM

$60M

Regulatory assets under management

Employees

324 client accounts

Services offered by TMFS - FRESNO, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TMFS - FRESNO, LLC →

Introduction

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Frequently Asked Questions

What services does James Hilton Sherwood offer?

James Hilton Sherwood specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are James Hilton Sherwood's credentials?

James Hilton Sherwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Hilton Sherwood located?

James Hilton Sherwood is based in FRESNO, California, last registered with TMFS - FRESNO, LLC.

How does James Hilton Sherwood charge for services?

James Hilton Sherwood's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TMFS - FRESNO, LLC?

TMFS - FRESNO, LLC has approximately 1 employees and manages $60M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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