REGENCY INVESTMENT ADVISORS INC

FRESNO, California·6 registered advisors·CRD# 106990

SEC# 801-444060559-438-2640

01

Firm Overview

AUM

$877M

Regulatory assets under management

Employees

14

Total firm employees

Advisors

6

Registered representatives

02

Services & Fees

Advisory Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Compensation

Percentage of AUM

Hourly charges

Subscription fees

03

Specialties

Financial Planning Investment Management Wealth Management

04

Advisors at REGENCY INVESTMENT ADVISORS INC

6 registered advisors

Christopher Louis Comstock

FRESNO, California

FRESNO, California

Judson Ray Myers

FRESNO, California

Mark Louis Prendergast

FRESNO, California

Philip Daniel Ray

FRESNO, California

Stephen Warner Guinn

FRESNO, California

05

Office Locations

FRESNO, California

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Data sourced from SEC Form ADV filings. REGENCY INVESTMENT ADVISORS INC (CRD# 106990) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.