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Christopher Louis Comstock

REGENCY INVESTMENT ADVISORS INC·FRESNO, California
Series 65Clean record17 years registeredREGENCY INVESTMENT ADVISORS INC
1312 W HERNDON, SUITE 101, FRESNO, CA 93711CRD# 5653146Firm CRD# 106990

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Louis Comstock · FRESNO, CA
Registration
CRD #5653146 · REGENCY INVESTMENT ADVISORS INC · 17 years registered
Brand Profile
Not yet started
01

Career History

PLANCORP, LLC
Apr 2026 – present
REGENCY INVESTMENT ADVISORS INC
Mar 2009 – Apr 2026
FRESNO, CA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 19, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
REGENCY INVESTMENT ADVISORS INC
CRD 106990 · SEC 801-44406
AUM
$877M
Regulatory assets under management
Employees
14
1,752 client accounts
Services offered by REGENCY INVESTMENT ADVISORS INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at REGENCY INVESTMENT ADVISORS INC →
Introduction

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05

Frequently Asked Questions

What services does Christopher Louis Comstock offer?
Christopher Louis Comstock specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FRESNO, California for a consultation.
What are Christopher Louis Comstock's credentials?
Christopher Louis Comstock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Louis Comstock located?
Christopher Louis Comstock is based in FRESNO, California, working with REGENCY INVESTMENT ADVISORS INC. Their office serves clients in the FRESNO metropolitan area and surrounding communities.
How does Christopher Louis Comstock charge for services?
Christopher Louis Comstock's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REGENCY INVESTMENT ADVISORS INC?
REGENCY INVESTMENT ADVISORS INC has approximately 14 employees and manages $877M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at REGENCY INVESTMENT ADVISORS INC

Philip Daniel Ray
FRESNO, CA
Mark Louis Prendergast
FRESNO, CA
Judson Ray Myers
FRESNO, CA
Stephen Warner Guinn
FRESNO, CA
Jeremy J Whitt
FRESNO, CA

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Research
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