Unclaimed Profile

Donald William Sprague

MARK CAPITAL MANAGEMENT INC·FRESNO, California

Series 7, Series 8, Series 63, Series 6525 years registeredMARK CAPITAL MANAGEMENT INC

6535 N PALM AVE, FRESNO, CA 93704CRD# 1233796Firm CRD# 110075

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald William Sprague · FRESNO, CA

Registration

CRD #1233796 · MARK CAPITAL MANAGEMENT INC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARK CAPITAL MANAGEMENT INC

MARK CAPITAL MANAGEMENT INC

Jan 2016 – Dec 2020

FRESNO, CA

MARK CAPITAL MANAGEMENT INC

Nov 2006 – Dec 2015

FRESNO, CA

SMITH & SPRAGUE

Jan 2001 – Dec 2006

FRESNO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · January 29, 2001

Years registered · 25

Disclosure History

2000Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MARK CAPITAL MANAGEMENT INC

CRD 110075 · SEC 801-42152

AUM

$63M

Regulatory assets under management

Employees

450 client accounts

Services offered by MARK CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MARK CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Donald William Sprague offer?

Donald William Sprague specializes in Investment Management, Wealth Management.

What are Donald William Sprague's credentials?

Donald William Sprague is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald William Sprague located?

Donald William Sprague is based in FRESNO, California, last registered with MARK CAPITAL MANAGEMENT INC.

How does Donald William Sprague charge for services?

Donald William Sprague's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARK CAPITAL MANAGEMENT INC?

MARK CAPITAL MANAGEMENT INC has approximately 1 employees and manages $63M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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