Unclaimed Profile

Carole Riley Ford

FORD FINANCIAL GROUP, LLC·FRESNO, California

SIE, Series 7, Series 24, Series 63CFPClean record27 years registeredFORD FINANCIAL GROUP, LLC

5260 N. PALM AVENUE, FRESNO, CA 93704CRD# 1284016Firm CRD# 284977

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carole Riley Ford · FRESNO, CA

Registration

CRD #1284016 · FORD FINANCIAL GROUP, LLC · 27 years registered

Brand Profile

Not yet started

Career History

PERENNIAL FINANCIAL SERVICES

Jan 2023 – present

FORD FINANCIAL GROUP

Jan 2017 – May 2023

FRESNO, CA

LPL FINANCIAL LLC

Aug 2002 – May 2017

FORT MILL, SC

SENTRA SECURITIES CORP

Nov 1998 – Sep 2002

FRESNO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · November 30, 1998

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORD FINANCIAL GROUP, LLC

CRD 284977 · SEC 801-108765

AUM

$537M

Regulatory assets under management

Employees

2,023 client accounts

Services offered by FORD FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORD FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Carole Riley Ford offer?

Carole Riley Ford specializes in Financial Planning, Investment Management. Contact their office in FRESNO, California for a consultation.

What are Carole Riley Ford's credentials?

Carole Riley Ford holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Carole Riley Ford located?

Carole Riley Ford is based in FRESNO, California, working with FORD FINANCIAL GROUP, LLC. Their office serves clients in the FRESNO metropolitan area and surrounding communities.

How does Carole Riley Ford charge for services?

Carole Riley Ford's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORD FINANCIAL GROUP, LLC?

FORD FINANCIAL GROUP, LLC has approximately 16 employees and manages $537M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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