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Mark Steven Rothstein

TRI-STAR FINANCIAL SERVICES LLC·EL SEGUNDO, California
Unclaimed Profile
201 CONTINENTAL BOULEVARD, EL SEGUNDO, CA 90245CRD# 1084659Firm CRD# 148450
01

About

Mark Steven Rothstein is a registered financial advisor based in EL SEGUNDO, California, affiliated with TRI-STAR FINANCIAL SERVICES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
TRI-STAR FINANCIAL SERVICES LLC
TRI-STAR FINANCIAL
AUM
$49M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at TRI-STAR FINANCIAL SERVICES LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1084659
Firm CRD# 148450
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mark Steven Rothstein offer?
Mark Steven Rothstein specializes in Financial Planning, Investment Management. Contact their office in EL SEGUNDO, California for a consultation.
What are Mark Steven Rothstein's credentials?
Mark Steven Rothstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Steven Rothstein located?
Mark Steven Rothstein is based in EL SEGUNDO, California, working with TRI-STAR FINANCIAL SERVICES LLC. Their office serves clients in the EL SEGUNDO metropolitan area and surrounding communities.
How does Mark Steven Rothstein charge for services?
Mark Steven Rothstein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRI-STAR FINANCIAL SERVICES LLC?
TRI-STAR FINANCIAL SERVICES LLC has approximately 4 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TRI-STAR FINANCIAL SERVICES LLC

Anthony Victor Mauro
EL SEGUNDO, CA

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Research
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