Unclaimed Profile

Derek Slater Brown

ARX MANAGEMENT, LLC·EL SEGUNDO, California

Series 6, Series 63Clean record13 years registeredARX MANAGEMENT, LLC

1730 E HOLLY AVE, EL SEGUNDO, CA 90245CRD# 2344826Firm CRD# 305659

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek Slater Brown · EL SEGUNDO, CA

Registration

CRD #2344826 · ARX MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARX MANAGEMENT, LLC

ARX MANAGEMENT, LLC

Dec 2012 – Dec 2016

HERMOSA BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · December 6, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARX MANAGEMENT, LLC

CRD 305659 · SEC 801-118976

AUM

$728M

Regulatory assets under management

Employees

31 client accounts

Services offered by ARX MANAGEMENT, LLC

Per Form ADV

Selection of other advisers

Other

View all advisors at ARX MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Derek Slater Brown offer?

Derek Slater Brown specializes in Wealth Management.

What are Derek Slater Brown's credentials?

Derek Slater Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek Slater Brown located?

Derek Slater Brown is based in EL SEGUNDO, California, last registered with ARX MANAGEMENT, LLC.

How does Derek Slater Brown charge for services?

Derek Slater Brown's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARX MANAGEMENT, LLC?

ARX MANAGEMENT, LLC has approximately 5 employees and manages $728M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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