Unclaimed Profile

Richard Alan Ward

CURATED WEALTH PARTNERS, LLC·EL SEGUNDO, California

SIE, Series 7, Series 63, Series 65CFAClean record18 years registeredCURATED WEALTH PARTNERS, LLC

2101 E EL SEGUNDO BLVD., EL SEGUNDO, CA 90245CRD# 4783852Firm CRD# 297852

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Alan Ward · EL SEGUNDO, CA

Registration

CRD #4783852 · CURATED WEALTH PARTNERS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CURATED WEALTH PARTNERS, LLC

Sep 2018 – present

DEUTSCHE BANK SECURITIES INC.

Nov 2015 – Sep 2018

LOS ANGELES, CA

CITIGROUP GLOBAL MARKETS INC.

Oct 2007 – Aug 2010

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · October 5, 2007

Years registered · 18

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CURATED WEALTH PARTNERS, LLC

CRD 297852 · SEC 801-113890

AUM

$966M

Regulatory assets under management

Employees

234 client accounts

Services offered by CURATED WEALTH PARTNERS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CURATED WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Alan Ward offer?

Richard Alan Ward specializes in Investment Management, Wealth Management. Contact their office in EL SEGUNDO, California for a consultation.

What are Richard Alan Ward's credentials?

Richard Alan Ward holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Alan Ward located?

Richard Alan Ward is based in EL SEGUNDO, California, working with CURATED WEALTH PARTNERS, LLC. Their office serves clients in the EL SEGUNDO metropolitan area and surrounding communities.

How does Richard Alan Ward charge for services?

Richard Alan Ward's firm is compensated through percentage of aum, subscription fees, other: carried interest from private fund. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CURATED WEALTH PARTNERS, LLC?

CURATED WEALTH PARTNERS, LLC has approximately 10 employees and manages $966M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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