TRI-STAR FINANCIAL SERVICES LLC

TRI-STAR FINANCIAL
EL SEGUNDO, California·2 registered advisors·CRD# 148450
SEC# 801-784850310-414-1500
01

Firm Overview

AUM
$49M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at TRI-STAR FINANCIAL SERVICES LLC

2 registered advisors
Anthony Victor Mauro
EL SEGUNDO, California
Mark Steven Rothstein
EL SEGUNDO, California
05

Office Locations

EL SEGUNDO, California
2 advisors

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Data sourced from SEC Form ADV filings. TRI-STAR FINANCIAL SERVICES LLC (CRD# 148450) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.