Unclaimed Profile

Christian Francis Li

TAG FINANCIAL INC·DIAMOND BAR, California

SIE, Series 7, Series 63, Series 65CFP31 years registeredTAG FINANCIAL INC

20955 PATHFINDER ROAD, DIAMOND BAR, CA 91765-4029CRD# 1777213Firm CRD# 109175

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christian Francis Li · DIAMOND BAR, CA

Registration

CRD #1777213 · TAG FINANCIAL INC · 31 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Oct 2022 – present

THE ADVISORY GROUP

Aug 2000 – Dec 2022

DIAMOND BAR, CA

FSC SECURITIES CORPORATION

Oct 1994 – Oct 2022

DIAMOND BAR, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · October 4, 1994

Years registered · 31

Professional designation · CFP

Disclosure History

2001Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TAG FINANCIAL INC

CRD 109175 · SEC 801-57715

AUM

$380M

Regulatory assets under management

Employees

724 client accounts

Services offered by TAG FINANCIAL INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TAG FINANCIAL INC →

Introduction

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Frequently Asked Questions

What services does Christian Francis Li offer?

Christian Francis Li specializes in Financial Planning, Investment Management. Contact their office in DIAMOND BAR, California for a consultation.

What are Christian Francis Li's credentials?

Christian Francis Li holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Christian Francis Li located?

Christian Francis Li is based in DIAMOND BAR, California, working with TAG FINANCIAL INC. Their office serves clients in the DIAMOND BAR metropolitan area and surrounding communities.

How does Christian Francis Li charge for services?

Christian Francis Li's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TAG FINANCIAL INC?

TAG FINANCIAL INC has approximately 5 employees and manages $380M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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