Unclaimed Profile

Brent James Beverly

TAG FINANCIAL INC·DIAMOND BAR, California

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65CFP34 years registeredTAG FINANCIAL INC

20955 PATHFINDER ROAD, DIAMOND BAR, CA 91765-4029CRD# 1254841Firm CRD# 109175

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brent James Beverly · DIAMOND BAR, CA

Registration

CRD #1254841 · TAG FINANCIAL INC · 34 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Oct 2022 – present

THE ADVISORY GROUP

Aug 2000 – Dec 2022

DIAMOND BAR, CA

FSC SECURITIES CORPORATION

Feb 1992 – Oct 2022

DIAMOND BAR, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · February 6, 1992

Years registered · 34

Professional designation · CFP

Disclosure History

2016Customer Dispute·Denied

2001Customer Dispute·Settled

1998Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TAG FINANCIAL INC

CRD 109175 · SEC 801-57715

AUM

$380M

Regulatory assets under management

Employees

724 client accounts

Services offered by TAG FINANCIAL INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TAG FINANCIAL INC →

Introduction

Speak with Brent

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brent is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DIAMOND BAR?

Browse all registered financial advisors in DIAMOND BAR, California or claim this profile if it's yours.

Browse DIAMOND BAR Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Brent James Beverly offer?

Brent James Beverly specializes in Financial Planning, Investment Management. Contact their office in DIAMOND BAR, California for a consultation.

What are Brent James Beverly's credentials?

Brent James Beverly holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brent James Beverly located?

Brent James Beverly is based in DIAMOND BAR, California, working with TAG FINANCIAL INC. Their office serves clients in the DIAMOND BAR metropolitan area and surrounding communities.

How does Brent James Beverly charge for services?

Brent James Beverly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TAG FINANCIAL INC?

TAG FINANCIAL INC has approximately 5 employees and manages $380M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →