Unclaimed Profile

Faith Lee

SYNDICATED CAPITAL, INC.·DIAMOND BAR, California

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 79TO, Series 99TO17 years registeredSYNDICATED CAPITAL, INC.

21671 GATEWAY CENTER DRIVE, DIAMOND BAR, CA 91765CRD# 2715226Firm CRD# 29037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Faith Lee · DIAMOND BAR, CA

Registration

CRD #2715226 · SYNDICATED CAPITAL, INC. · 17 years registered

Brand Profile

Not yet started

Career History

SYNDICATED CAPITAL, INC.

Jun 2009 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 79TO

Series 99TO

Registration record

First registered · June 18, 2009

Years registered · 17

Disclosure History

2011Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SYNDICATED CAPITAL, INC.

CRD 29037 · SEC 801-129421

AUM

$115M

Regulatory assets under management

Employees

436 client accounts

Services offered by SYNDICATED CAPITAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SYNDICATED CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Faith Lee offer?

Faith Lee specializes in Financial Planning, Investment Management. Contact their office in DIAMOND BAR, California for a consultation.

What are Faith Lee's credentials?

Faith Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Faith Lee located?

Faith Lee is based in DIAMOND BAR, California, working with SYNDICATED CAPITAL, INC.. Their office serves clients in the DIAMOND BAR metropolitan area and surrounding communities.

How does Faith Lee charge for services?

Faith Lee's firm is compensated through percentage of aum, subscription fees, other: 12b1; ntf mutal fund service fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYNDICATED CAPITAL, INC.?

SYNDICATED CAPITAL, INC. has approximately 12 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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