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Robert Alan Brooks

TFG INVESTMENT MANAGEMENT, LLC·DIAMOND BAR, California
Unclaimed Profile
21700 COPLEY DRIVE - SUITE 160, DIAMOND BAR, CA 91765CRD# 1459077Firm CRD# 169966
01

About

Robert Alan Brooks is a registered financial advisor based in DIAMOND BAR, California, affiliated with TFG INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
TFG INVESTMENT MANAGEMENT, LLC
THE FINANCIAL GROUP
AUM
—
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at TFG INVESTMENT MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 1459077
Firm CRD# 169966
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Robert Alan Brooks offer?
Robert Alan Brooks specializes in Financial Planning, Investment Management. Contact their office in DIAMOND BAR, California for a consultation.
What are Robert Alan Brooks's credentials?
Robert Alan Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Alan Brooks located?
Robert Alan Brooks is based in DIAMOND BAR, California, working with TFG INVESTMENT MANAGEMENT, LLC. Their office serves clients in the DIAMOND BAR metropolitan area and surrounding communities.
How does Robert Alan Brooks charge for services?
Robert Alan Brooks's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TFG INVESTMENT MANAGEMENT, LLC?
TFG INVESTMENT MANAGEMENT, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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