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Steven Lee Thornton

SYNDICATED CAPITAL, INC.·DIAMOND BAR, California
SYNDICATED CAPITAL, INC.
21671 GATEWAY CENTER DRIVE, DIAMOND BAR, CA 91765CRD# 4496384Firm CRD# 29037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Lee Thornton · DIAMOND BAR, CA
Registration
CRD #4496384 · SYNDICATED CAPITAL, INC.
Brand Profile
Not yet started
Disclosure history
5 disclosures on file · See FINRA BrokerCheck for full record
01

About

Steven Lee Thornton is a registered financial advisor based in DIAMOND BAR, California, affiliated with SYNDICATED CAPITAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SYNDICATED CAPITAL, INC.
SYNDICATED CAPITAL, INC.
AUM
$115M
Regulatory assets under management
Employees
12
Total firm employees
View all advisors at SYNDICATED CAPITAL, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: 12B1; NTF MUTAL FUND SERVICE FEES
Regulatory
SEC/IARD CRD# 4496384
Firm CRD# 29037
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Steven Lee Thornton offer?
Steven Lee Thornton specializes in Financial Planning, Investment Management. Contact their office in DIAMOND BAR, California for a consultation.
What are Steven Lee Thornton's credentials?
Steven Lee Thornton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Lee Thornton located?
Steven Lee Thornton is based in DIAMOND BAR, California, working with SYNDICATED CAPITAL, INC.. Their office serves clients in the DIAMOND BAR metropolitan area and surrounding communities.
How does Steven Lee Thornton charge for services?
Steven Lee Thornton's firm is compensated through percentage of aum, subscription fees, other: 12b1; ntf mutal fund service fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SYNDICATED CAPITAL, INC.?
SYNDICATED CAPITAL, INC. has approximately 12 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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