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Steven Lee Thornton

SYNDICATED CAPITAL, INC.·DIAMOND BAR, California
SIE, Series 14, Series 24, Series 28, Series 55, Series 57TO, Series 62, Series 79TO, Series 99TOClean recordSYNDICATED CAPITAL, INC.
21671 GATEWAY CENTER DRIVE, DIAMOND BAR, CA 91765CRD# 4496384Firm CRD# 29037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Lee Thornton · DIAMOND BAR, CA
Registration
CRD #4496384 · SYNDICATED CAPITAL, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 14
Series 24
Series 28
Series 55
Series 57TO
Series 62
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SYNDICATED CAPITAL, INC.
CRD 29037 · SEC 801-129421
AUM
$115M
Regulatory assets under management
Employees
12
436 client accounts
Services offered by SYNDICATED CAPITAL, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SYNDICATED CAPITAL, INC. →
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Frequently Asked Questions

What services does Steven Lee Thornton offer?
Steven Lee Thornton specializes in Financial Planning, Investment Management. Contact their office in DIAMOND BAR, California for a consultation.
What are Steven Lee Thornton's credentials?
Steven Lee Thornton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Lee Thornton located?
Steven Lee Thornton is based in DIAMOND BAR, California, working with SYNDICATED CAPITAL, INC.. Their office serves clients in the DIAMOND BAR metropolitan area and surrounding communities.
How does Steven Lee Thornton charge for services?
Steven Lee Thornton's firm is compensated through percentage of aum, subscription fees, other: 12b1; ntf mutal fund service fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SYNDICATED CAPITAL, INC.?
SYNDICATED CAPITAL, INC. has approximately 12 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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