Unclaimed Profile

Christopher S Austin

20/20 CAPITAL MANAGEMENT, INC·COSTA MESA, California

SIE, Series 6, Series 7, Series 63, Series 65CFAClean record14 years registered20/20 CAPITAL MANAGEMENT, INC

940 SOUTH COAST DRIVE, COSTA MESA, CA 92626CRD# 5874196Firm CRD# 281692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher S Austin · COSTA MESA, CA

Registration

CRD #5874196 · 20/20 CAPITAL MANAGEMENT, INC · 14 years registered

Brand Profile

Not yet started

Career History

RBC ROCHDALE, LLC

Mar 2020 – present

CNR SECURITIES, LLC

Mar 2020 – present

20/20 CAPITAL MANAGEMENT, INC

May 2018 – Feb 2020

COSTA MESA, CA

AMERITAS INVESTMENT CORP

Mar 2014 – Dec 2016

COSTA MESA, CA

EURO PACIFIC CAPITAL, INC.

Jan 2013 – Feb 2014

NEWPORT BEACH, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2011 – Jan 2013

COSTA MESA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 10, 2011

Years registered · 14

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

20/20 CAPITAL MANAGEMENT, INC

CRD 281692 · SEC 801-106924

AUM

$677M

Regulatory assets under management

Employees

2,427 client accounts

Services offered by 20/20 CAPITAL MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at 20/20 CAPITAL MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does Christopher S Austin offer?

Christopher S Austin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COSTA MESA, California for a consultation.

What are Christopher S Austin's credentials?

Christopher S Austin holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Christopher S Austin located?

Christopher S Austin is based in COSTA MESA, California, working with 20/20 CAPITAL MANAGEMENT, INC. Their office serves clients in the COSTA MESA metropolitan area and surrounding communities.

How does Christopher S Austin charge for services?

Christopher S Austin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: advicepay monthly qtrly subscription. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 20/20 CAPITAL MANAGEMENT, INC?

20/20 CAPITAL MANAGEMENT, INC has approximately 38 employees and manages $677M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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