Unclaimed Profile

Adan Hererra Diaz

20/20 CAPITAL MANAGEMENT, INC·COSTA MESA, California

SIE, Series 7, Series 63, Series 66Clean record20 years registered20/20 CAPITAL MANAGEMENT, INC

940 SOUTH COAST DRIVE, COSTA MESA, CA 92626CRD# 2364989Firm CRD# 281692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adan Hererra Diaz · COSTA MESA, CA

Registration

CRD #2364989 · 20/20 CAPITAL MANAGEMENT, INC · 20 years registered

Brand Profile

Not yet started

Career History

AMERITAS ADVISORY SERVICES, LLC

Nov 2021 – present

AMERITAS ADVISORY SERVICES

Jul 2018 – Nov 2021

LINCOLN, NE

20/20 CAPITAL MANAGEMENT, INC

Mar 2017 – Jan 2019

Indianapolis, IN

AMERITAS INVESTMENT CORP

Jun 2006 – Oct 2017

LINCOLN, NE

CARILLON INVESTMENTS, INC

Jun 2006 – Jun 2006

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · June 20, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

20/20 CAPITAL MANAGEMENT, INC

CRD 281692 · SEC 801-106924

AUM

$677M

Regulatory assets under management

Employees

2,427 client accounts

Services offered by 20/20 CAPITAL MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at 20/20 CAPITAL MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does Adan Hererra Diaz offer?

Adan Hererra Diaz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COSTA MESA, California for a consultation.

What are Adan Hererra Diaz's credentials?

Adan Hererra Diaz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adan Hererra Diaz located?

Adan Hererra Diaz is based in COSTA MESA, California, working with 20/20 CAPITAL MANAGEMENT, INC. Their office serves clients in the COSTA MESA metropolitan area and surrounding communities.

How does Adan Hererra Diaz charge for services?

Adan Hererra Diaz's firm is compensated through percentage of aum, hourly charges, subscription fees, other: advicepay monthly qtrly subscription. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 20/20 CAPITAL MANAGEMENT, INC?

20/20 CAPITAL MANAGEMENT, INC has approximately 38 employees and manages $677M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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