Unclaimed Profile

James Allen Shanton

JACKSON FINANCIAL MANAGEMENT·COSTA MESA, California

Series 7, Series 63, Series 65CFPClean record26 years registeredJACKSON FINANCIAL MANAGEMENT

151 KALMUS DRIVE, SUITE H7, COSTA MESA, CA 92626CRD# 2824026Firm CRD# 108029

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Allen Shanton · COSTA MESA, CA

Registration

CRD #2824026 · JACKSON FINANCIAL MANAGEMENT · 26 years registered

Brand Profile

Not yet started

Career History

MERCER GLOBAL ADVISORS INC.

Oct 2019 – present

JACKSON FINANCIAL MANAGEMENT

Mar 2000 – Mar 2020

COSTA MESA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 21, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JACKSON FINANCIAL MANAGEMENT

CRD 108029 · SEC 801-55787

AUM

$477M

Regulatory assets under management

Employees

1,787 client accounts

Services offered by JACKSON FINANCIAL MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JACKSON FINANCIAL MANAGEMENT →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in COSTA MESA?

Browse all registered financial advisors in COSTA MESA, California or claim this profile if it's yours.

Browse COSTA MESA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Allen Shanton offer?

James Allen Shanton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COSTA MESA, California for a consultation.

What are James Allen Shanton's credentials?

James Allen Shanton holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Allen Shanton located?

James Allen Shanton is based in COSTA MESA, California, working with JACKSON FINANCIAL MANAGEMENT. Their office serves clients in the COSTA MESA metropolitan area and surrounding communities.

How does James Allen Shanton charge for services?

James Allen Shanton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JACKSON FINANCIAL MANAGEMENT?

JACKSON FINANCIAL MANAGEMENT has approximately 13 employees and manages $477M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →