Unclaimed Profile

Alan Alfredo Flores

CLEARVIEW INVESTMENT PARTNERS, LLC·COSTA MESA, California

Series 7, Series 63, Series 6529 years registeredCLEARVIEW INVESTMENT PARTNERS, LLC

3151 AIRWAY AVENUE, COSTA MESA, CA 92626CRD# 2372912Firm CRD# 150046

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Alfredo Flores · COSTA MESA, CA

Registration

CRD #2372912 · CLEARVIEW INVESTMENT PARTNERS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

DARKHORSE ADVISOR

Jun 2020 – present

CLEARVIEW INVESTMENT PARTNERS, LLC

May 2009 – Jun 2020

NEWPORT BEACH, CA

UBS FINANCIAL SERVICES INC.

Jun 2002 – Jun 2009

NEWPORT BEACH, CA

A. G. EDWARDS & SONS, INC.

Jul 1997 – Jul 2002

IRVINE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2001Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLEARVIEW INVESTMENT PARTNERS, LLC

CRD 150046 · SEC 801-70141

AUM

$94M

Regulatory assets under management

Employees

377 client accounts

Services offered by CLEARVIEW INVESTMENT PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLEARVIEW INVESTMENT PARTNERS, LLC →

Introduction

Speak with Alan

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Alan is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in COSTA MESA?

Browse all registered financial advisors in COSTA MESA, California or claim this profile if it's yours.

Browse COSTA MESA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Alan Alfredo Flores offer?

Alan Alfredo Flores specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COSTA MESA, California for a consultation.

What are Alan Alfredo Flores's credentials?

Alan Alfredo Flores is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Alfredo Flores located?

Alan Alfredo Flores is based in COSTA MESA, California, working with CLEARVIEW INVESTMENT PARTNERS, LLC. Their office serves clients in the COSTA MESA metropolitan area and surrounding communities.

How does Alan Alfredo Flores charge for services?

Alan Alfredo Flores's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLEARVIEW INVESTMENT PARTNERS, LLC?

CLEARVIEW INVESTMENT PARTNERS, LLC has approximately 3 employees and manages $94M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →