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Ross Christopher Michael Gaudoin

ASTERA FINANCIAL GROUP, LLC·CARMEL, California
Unclaimed Profile
126 CLOCK TOWER PLACE, CARMEL, CA 93923CRD# 5500976Firm CRD# 144850
01

About

Ross Christopher Michael Gaudoin is a registered financial advisor based in CARMEL, California, affiliated with ASTERA FINANCIAL GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
ASTERA FINANCIAL GROUP, LLC
ASTERA FINANCIAL GROUP, LLC
AUM
$36M
Regulatory assets under management
Employees
6
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5500976
Firm CRD# 144850
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ross Christopher Michael Gaudoin offer?
Ross Christopher Michael Gaudoin specializes in Retirement Planning. Contact their office in CARMEL, California for a consultation.
What are Ross Christopher Michael Gaudoin's credentials?
Ross Christopher Michael Gaudoin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ross Christopher Michael Gaudoin located?
Ross Christopher Michael Gaudoin is based in CARMEL, California, working with ASTERA FINANCIAL GROUP, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.
How does Ross Christopher Michael Gaudoin charge for services?
Ross Christopher Michael Gaudoin's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASTERA FINANCIAL GROUP, LLC?
ASTERA FINANCIAL GROUP, LLC has approximately 6 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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