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Howard Carl Given

GIVEN CAPITAL MANAGEMENT, LLC·CARMEL, California
Series 7, Series 63, Series 65Clean record22 years registeredGIVEN CAPITAL MANAGEMENT, LLC
200 CLOCKTOWER PLACE, CARMEL, CA 93923CRD# 2307489Firm CRD# 133975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Carl Given · CARMEL, CA
Registration
CRD #2307489 · GIVEN CAPITAL MANAGEMENT, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

CYPRESS PATH CAPITAL, LLC
Nov 2003 – present
CYPRESS PATH CAPITAL, LLC
Jul 2016 – Mar 2019
CARMEL, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · November 17, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GIVEN CAPITAL MANAGEMENT, LLC
CRD 133975 · SEC 801-64316
AUM
$39M
Regulatory assets under management
Employees
1
115 client accounts
Services offered by GIVEN CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at GIVEN CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Howard Carl Given offer?
Howard Carl Given specializes in Investment Management. Contact their office in CARMEL, California for a consultation.
What are Howard Carl Given's credentials?
Howard Carl Given is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Howard Carl Given located?
Howard Carl Given is based in CARMEL, California, working with GIVEN CAPITAL MANAGEMENT, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.
How does Howard Carl Given charge for services?
Howard Carl Given's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GIVEN CAPITAL MANAGEMENT, LLC?
GIVEN CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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