AdvisorOS Directory
Claim Profile
Unclaimed Profile
HG

Howard Carl Given

GIVEN CAPITAL MANAGEMENT, LLC·CARMEL, California
Clean recordGIVEN CAPITAL MANAGEMENT, LLC
200 CLOCKTOWER PLACE, CARMEL, CA 93923CRD# 2307489Firm CRD# 133975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Carl Given · CARMEL, CA
Registration
CRD #2307489 · GIVEN CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Howard Carl Given is a registered financial advisor based in CARMEL, California, affiliated with GIVEN CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

Speak with Howard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Howard is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
GIVEN CAPITAL MANAGEMENT, LLC
GIVEN CAPITAL MANAGEMENT, LLC
AUM
$39M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at GIVEN CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2307489
Firm CRD# 133975
View on FINRA BrokerCheck →

Looking for a financial advisor in CARMEL?

Browse all registered financial advisors in CARMEL, California or claim this profile if it's yours.

Browse CARMEL AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Howard Carl Given offer?
Howard Carl Given specializes in Investment Management. Contact their office in CARMEL, California for a consultation.
What are Howard Carl Given's credentials?
Howard Carl Given is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Howard Carl Given located?
Howard Carl Given is based in CARMEL, California, working with GIVEN CAPITAL MANAGEMENT, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.
How does Howard Carl Given charge for services?
Howard Carl Given's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GIVEN CAPITAL MANAGEMENT, LLC?
GIVEN CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in CARMEL, California

Gillian Barbara Neumeier
NEUMEIER POMA INVESTMENT COUNSEL LLC·CARMEL, CA
Donna Hagerty
NEUMEIER POMA INVESTMENT COUNSEL LLC·CARMEL, CA
Brian David Poma
NEUMEIER POMA INVESTMENT COUNSEL LLC·CARMEL, CA
Peter Lindsay Neumeier
NEUMEIER POMA INVESTMENT COUNSEL LLC·CARMEL, CA
West David Whittaker
CARMEL CAPITAL MANAGEMENT L.L.C.·CARMEL, CA
Annette Leah Welton
WELTON INVESTMENT PARTNERS LLC·CARMEL, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)NEWPORT BEACH (631)SANTA MONICA (478)IRVINE (455)SAN MATEO (339)LA JOLLA (257)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile