Unclaimed Profile

Brian Thomas Corley

ASTERA FINANCIAL GROUP, LLC·CARMEL, California

SIE, Series 4, Series 6TO, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 6523 years registeredASTERA FINANCIAL GROUP, LLC

126 CLOCK TOWER PLACE, CARMEL, CA 93923CRD# 2735235Firm CRD# 144850

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Thomas Corley · CARMEL, CA

Registration

CRD #2735235 · ASTERA FINANCIAL GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

UBS FINANCIAL SERVICES INC.

Jan 2021 – present

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Dec 2013 – Feb 2021

WALNUT CREEK, CA

ASTERA FINANCIAL GROUP, LLC

Mar 2008 – Dec 2013

CARMEL, CA

WELLS FARGO INVESTMENTS, LLC

Aug 2002 – Mar 2008

CARMEL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6TO

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · August 27, 2002

Years registered · 23

Disclosure History

2016Regulatory·Final

2001Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ASTERA FINANCIAL GROUP, LLC

CRD 144850 · SEC 801-68754

AUM

$36M

Regulatory assets under management

Employees

1 client accounts

Services offered by ASTERA FINANCIAL GROUP, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ASTERA FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Thomas Corley offer?

Brian Thomas Corley specializes in Retirement Planning. Contact their office in CARMEL, California for a consultation.

What are Brian Thomas Corley's credentials?

Brian Thomas Corley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Thomas Corley located?

Brian Thomas Corley is based in CARMEL, California, working with ASTERA FINANCIAL GROUP, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Brian Thomas Corley charge for services?

Brian Thomas Corley's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTERA FINANCIAL GROUP, LLC?

ASTERA FINANCIAL GROUP, LLC has approximately 6 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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