Unclaimed Profile

Daniel Justin Grover

ASTERA FINANCIAL GROUP, LLC·CARMEL, California

SIE, Series 7, Series 9, Series 10, Series 52, Series 63, Series 65CFP25 years registeredASTERA FINANCIAL GROUP, LLC

126 CLOCK TOWER PLACE, CARMEL, CA 93923CRD# 2666954Firm CRD# 144850

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Justin Grover · CARMEL, CA

Registration

CRD #2666954 · ASTERA FINANCIAL GROUP, LLC · 25 years registered

Brand Profile

Not yet started

Career History

UBS FINANCIAL SERVICES INC.

Jan 2021 – present

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Jan 2013 – Feb 2021

WALNUT CREEK, CA

ASTERA FINANCIAL GROUP, LLC

Mar 2008 – Dec 2012

CARMEL, CA

WELLS FARGO INVESTMENTS, LLC

May 2001 – Mar 2008

CARMEL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 52

Series 63

Series 65

Registration record

First registered · May 15, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

2004Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

ASTERA FINANCIAL GROUP, LLC

CRD 144850 · SEC 801-68754

AUM

$36M

Regulatory assets under management

Employees

1 client accounts

Services offered by ASTERA FINANCIAL GROUP, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ASTERA FINANCIAL GROUP, LLC →

Introduction

Speak with Daniel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CARMEL?

Browse all registered financial advisors in CARMEL, California or claim this profile if it's yours.

Browse CARMEL Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Daniel Justin Grover offer?

Daniel Justin Grover specializes in Retirement Planning. Contact their office in CARMEL, California for a consultation.

What are Daniel Justin Grover's credentials?

Daniel Justin Grover holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Justin Grover located?

Daniel Justin Grover is based in CARMEL, California, working with ASTERA FINANCIAL GROUP, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Daniel Justin Grover charge for services?

Daniel Justin Grover's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTERA FINANCIAL GROUP, LLC?

ASTERA FINANCIAL GROUP, LLC has approximately 6 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →